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Monica Morrow, MD

Professor of Surgery,
Northwestern University Feinberg School of Medicine

Director, Lynn Sage Comprehensive Breast Program,
Northwestern Memorial Hospital

Edited comments by Dr Morrow

Dr Morrow’s viewpoint

Tamoxifen would be a good option for this woman based on her high-risk profile. Interestingly, the data we generated from our own practice clearly shows that women who are at risk on the basis of histologic lesions — atypical hyperplasia and LCIS — are far more likely to be offered and to accept tamoxifen than women with equivalent levels of risk due to other factors. Approximately 60 to 65 percent of my patients with atypia take tamoxifen. In general, only about 25 percent of women at high risk are offered tamoxifen and accept.

Genetic counseling should be considered for this patient. I would take a more detailed family history to determine how many relatives were affected and if she is of Ashkenazi descent. Her risk might be substantially higher than the Gail model suggests, and if knowing that would change the way she manages her risk, then genetic counseling would be beneficial.

Most women do not want a prophylactic mastectomy, but if a patient tells me her level of risk is unacceptable and she wants to maximally reduce her risk, then it’s an option. It’s important that the patient fully understands her risk, the sequelae of surgery, the possible complications and the other available options to reduce risk, such as tamoxifen or, in gene carriers, oophorectomy.

I also counsel these patients that should they develop breast cancer, the chances are 80 to 90 percent that they would be treated with a breast-conserving approach rather than mastectomy. It’s difficult for me to understand why women with a breast cancer risk of less than five or ten percent would opt for such a radical approach as prophylactic mastectomy. In these women with low risk, education is particularly important because they have often been told they need this surgery because their breasts are dense and lumpy.

Studies have clearly shown that women interested in prophylactic mastectomy tend to overestimate their level of risk by approximately 10-fold, and it takes a lot of time to get past that fear. For the woman who understands that her risk is low but seems intent on prophylactic mastectomy, psychological counseling should be employed to determine what is driving that decision.

Dr Morrow’s viewpoint

The STAR trial would be an excellent option for this woman. It is designed to show whether tamoxifen or raloxifene is the better preventive agent, and it also evaluates side effects and the impact of each drug on overall health. The relatively low bioavailability of raloxifene raises concern that it may not be the ideal drug, particularly in younger, postmenopausal women. Raloxifene is currently being studied to see if it reduces the risk of coronary heart disease and, from a compliance perspective, this is important because it will probably be easier to convince women to take a drug with multiple health benefits than one that’s purely a breast cancer preventive.

“The Raloxifene Use for The Heart (RUTH) trial is an international, multicenter, randomized,
double blind, placebo-controlled trial designed to evaluate whether 60 mg/day of oral
raloxifene compared with placebo reduces the risk of coronary events (coronary death, nonfatal
myocardial infarction [MI], or hospitalized acute coronary syndromes other than MI) and risk of
invasive breast cancer in postmenopausal women with documented coronary heart disease
(CHD) or who are at increased risk for major coronary events.”
SOURCE: Wenger NK. Baseline Characteristics of Participants in the Raloxifene Use for The
Heart (RUTH) Trial.
Am J Cardiol 2002;90:1204-10. Abstract

Dr Morrow’s viewpoint

The research question about aromatase inhibitors as preventive agents is a very important one, but I am concerned that the IBIS-II trial won’t give us the answer we need. We’ll know if anastrozole is better than a placebo but we won’t know how SERMs compare to aromatase inhibitors or which is better in terms of overall health. We will not be able to extrapolate these answers from two completely different study populations, and this will leave us with another trial to do. I would not recommend IBIS-II to this patient with atypical hyperplasia or any woman at high risk. I don’t think taking a 50 percent chance of being randomized to a placebo is a good choice. In addition, if the osteoporosis and fracture rates seen in the current aromatase inhibitor treatment trials persist, we will have another set of issues to address.

Telling women they’ll just have to take another drug to protect against osteoporosis while they’re taking an aromatase inhibitor to protect them against breast cancer is problematic. Aside from the highest-risk or very motivated patients, how many women are going to take multiple pills to prevent something for which they’re not having any symptoms?

IBIS-II also has a randomization for women with DCIS, which compares anastrozole to tamoxifen. I agree that treating DCIS is primarily prevention — it’s a lesion that carries a significantly increased risk of invasive breast cancer. We tend to think of it differently because we treat it like cancer, but the question is the same. The NSABP-B-35 trial is asking the same question, randomizing women with DCIS to anastrozole versus tamoxifen. It is a good trial, addressing an important question, and I heartily support that study.

“Anastrozole will also be tested in the upcoming NSABP Trial B-35... .Eligible subjects will be postmenopausal women with DCIS who are treated with lumpectomy and radiation therapy. They will be randomly assigned to treatment with either tamoxifen (20 mg daily) for 5 years or anastrozole (1 mg daily) for 5 years. The design and measured outcomes of the trial will be similar to those in NSABP Trial B-24: the occurrence of invasive breast cancer in either the ipsilateral or the contralateral breast, the occurrence of DCIS in the contralateral breast, and the recurrence of DCIS in the ipsilateral breast, as well as local, regional, and distant event rates.”
SOURCE: Vogel VG et al. National Surgical Adjuvant Breast and Bowel Project Update: Prevention Trials and Endocrine Therapy of Ductal Carcinoma in Situ. Clin Cancer Res 2003;9:495s-501s. Abstract

Dr Morrow’s viewpoint

I think everyone agrees that patients like this should stop hormone replacement therapy. The real question is: Do they have to stop it immediately and be miserable while you’re preparing them for surgery or can they taper down? I have become quite comfortable with tapering patients over a month or so.

Dr Morrow’s viewpoint

I think the primary question asked by NSABP trial B-32, namely, whether removing negative lymph nodes improves survival, was answered by the NSABP approximately 25 years ago in B-04, so this is not my favorite trial. It’s excellent for physicians learning the technique of sentinel node, but I don’t believe it would benefit this patient.

“The underlying hypothesis to be tested in this trial [NSABP-B-32] states that patients who
have pathologically negative SLNs will have equivalent disease-free and overall survival rates, if
they are treated by sentinel node biopsy alone or sentinel node biopsy plus completion axillary
dissection. A second part of this hypothesis is that the morbidity of the sentinel node biopsy
alone will be significantly less than that of the sentinel node plus axillary dissection, therefore
tipping the scales favoring the sentinel node biopsy procedure.”
SOURCE: Harlow SP, Krag DN. Sentinel lymph node—Why study it: Implications of the B-32
study.
Sem Surg Oncol 2001;20:224–229. Abstract

Dr Morrow’s viewpoint

With a 1.2-centimeter, node-negative, estrogen receptor-positive cancer, the amount of additional benefit in terms of absolute gain from chemotherapy is very small. I would not encourage this patient to have chemotherapy for what I would estimate to be a one or two percent survival benefit. However, I think most medical oncologists in the United States would recommend chemotherapy followed by endocrine therapy in this case.

Dr Morrow’s viewpoint

This patient will derive the greatest benefit from endocrine therapy. For women with low-risk, ER-positive, HER2-negative breast cancers with very favorable prognosis, we still use as much tamoxifen as anastrozole. For women with HER2-positive breast cancers, as in this case, I favor an aromatase inhibitor because of the debate about whether HER2 overexpression predicts resistance to tamoxifen. The follow-up data with anastrozole from the ATAC trial are encouraging and suggest that the bone problems may be reaching a plateau.

If the patient’s prognosis was less favorable, I would be more likely to treat her with an aromatase inhibitor, regardless of the tumor HER2 status. There is clearly a greater benefit from anastrozole compared to tamoxifen in the short term. In a patient whose risk of relapse is quite high, the absolute difference between these two treatments is much larger. I would favor an aromatase inhibitor in the high-risk setting, and the data we have right now in the adjuvant setting is with anastrozole.

Dr Morrow’s viewpoint

I have traditionally thought that in this situation we should only treat the primary tumor if it was progressing and causing local problems; however, last year my colleague, Seema Kahn, and I published a study in the Journal, Surgery, of over 15,000 women from the National Cancer Database of the American College of Surgeons who presented with metastatic disease. This was based on tumor registry data.

We looked at differences in survival based on surgical treatment of the primary lesion versus no surgery. We controlled for number of documented metastatic sites and visceral versus soft tissue disease, and we found a very consistent pattern wherein surgical treatment of the primary lesion was associated with improved survival. While there may be selection bias to some extent, the differences were seen in all subgroups.

This study raises some questions as we develop more effective systemic therapy and keep people alive longer. Does it make sense to reduce the tumor burden maximally, so there are fewer places the treatment has to work? We see this in renal cell carcinoma, for example, where removal of the primary tumor results in a survival advantage. I think it’s an open question. However, removal of the primary lesion is a reasonable option in this patient to try to maintain local control and prevent morbidity, even if it doesn’t improve survival. If the patient is clinically node-negative, I don’t see that there’s a lot to be gained by dissecting the axilla.

Dr Morrow’s viewpoint

The risk of local relapse on the chest wall is certainly high enough to warrant radiation. There’s nothing magical about three versus four positive nodes — it’s a continuum. To an extent, the decision to irradiate depends on the characteristics of the metastases. Gross disease in the nodes, extranodal extension, lymphatic invasion at the primary site — features such as these would push me in the direction of radiation. Data suggest younger women have a higher risk of chest wall relapse after mastectomy, just as they have a higher risk of local failure after lumpectomy. Putting all these factors together, I would certainly discuss radiation with this patient.

Dr Morrow’s viewpoint

We participate in this study and I think it’s a trial that needs to be completed, but it’s not accruing well. One reason may be that — in the medical oncology community — the idea that radiotherapy contributes to survival is heresy, and it’s the medical oncologist who would refer these patients after their systemic therapy to radiotherapy where they would hear about the trial.

(Editor’s Note: Subsequent to this interview, RTOG-9915 was closed due to poor accrual.)

Dr Morrow’s viewpoint

We would definitely not remove the expander. Our approach to reconstruction has evolved as the indications for postmastectomy radiotherapy have increased. In women who have a high likelihood of needing radiation therapy after surgery, we put in an expander to allow us to save the skin and do a small skinsparing type of incision. These are generally patients who will also require a more prolonged course of chemotherapy and the expander gives them a breast mound. If they are satisfied with the cosmetic results afterward, they’re done. If they’re not satisfied, then they can undergo tram flap reconstruction.

Dr Morrow’s viewpoint

While there is no definitive evidence, there are data suggesting that ovarian suppression improves outcome in premenopausal patients with ER-positive breast cancer. Therefore, in premenopausal women with a poor prognosis, we include ovarian suppression in our treatment plan. We need clinical trials to look at the combination of ovarian suppression plus aromatase inhibitors versus ovarian suppression plus tamoxifen. That is an important comparison, and it will inform us how important the estradiol elevations are in premenopausal women receiving tamoxifen.

The significance of micrometastatic disease in axillary nodes

The increasing use of sentinel node biopsy has raised a whole new set of questions including whether micrometastases detected by immunohistochemistry are clinically significant. This is a biologically interesting question, and I strongly agree with the College of American Pathologists’ consensus statement that we do not yet understand the meaning of these micrometastases.

The retrospective studies of micrometastases have been a “mixed bag,” including patients who have large areas of missed tumor in their lymph nodes and patients with small numbers of cells in subcapsular sinuses that aren’t even in the node parenchyma. It’s not particularly surprising that some of these studies show no survival difference, some show small survival differences, and others show very big survival differences.

This is an area where both the NSABP-B-32 sentinel node study and the American College of Surgeons Z-10 study will provide us with very important information. Until that information is available, we use immunohistochemistry only if there’s diagnostic uncertainty on the basis of something seen on an H&E stain. We do not routinely perform immunohistochemical staining of sentinel lymph nodes because we don’t know what to tell the patients.

Neoadjuvant therapy

One of the more interesting observations about neoadjuvant therapy is from the recent NSABP-B-27 trial, which demonstrated that you can drive clinical and pathologic responses by adding a taxane, but the breast conservation rate is not increased. Currently, in the absence of a proven survival benefit for preoperative therapy, the only reason to give neoadjuvant therapy is to increase the rate of breast conservation.

We reserve neoadjuvant therapy for the patients who want breast conservation but have tumors that are too large to allow it. Surgery following the downsizing of such a tumor is clearly different than a primary lumpectomy. If we resect a smaller volume of the breast than was originally occupied by the tumor and there’s viable tumor scattered all around the specimen, even if the margins are negative, we have to be concerned there may be tumor left in the breast and we resect again. If that’s negative, then we’re satisfied, but if there’s viable tumor in that re-resection, then we rethink whether breast conservation is appropriate. The NSABP study showed that the local failure rate in women downstaged by chemotherapy for breast conservation was twice as high as the rate in women who originally were candidates for breast-conserving therapy.

Underutilization of breast-conserving surgery in the United States

The NSABP-B-06 trial began when I was a surgical resident, and at that time there were violent arguments over radical versus modified radical mastectomy. We see that carryover today. There is probably no surgical operation that has undergone as much intense scientific scrutiny as breast conservation, and yet a substantial number of women with Stage I and II breast cancer are still being treated with mastectomy in this country.

Clearly, some physicians have not gotten past the notion that mastectomy is better, and they convey that to patients. In our study of second opinions, we found that even among educated, insured women with access to the best health care, fewer than one-half of them had been advised that there are three surgical options for the treatment of breast cancer.

Still, there is clearly a population of women who prefer mastectomy, and it’s difficult to know whether that’s because of an unreasonable fear of local recurrence or because they want to avoid radiation.

In our experience, younger women choose breast conservation at the same rate as older women. The primary predictors for who will choose mastectomy are women who have Medicare or Medicaid and live in the South or the Midwest part of the country. Also, bad prognostic cancer features correlate with a greater likelihood of having a mastectomy, even though they have nothing to do with that choice.

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Monica Morrow, MD
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Joyce O’Shaughnessy, MD
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Kathy S Albain, MD
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Robert W Carlson, MD
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