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Michael Baum, ChM, FRCS

Professor Emeritus of Surgery and
Visiting Professor of Medical Humanities,
University College London

Chair, CRC Breast Cancer Trials Group

Edited comments by Dr Baum

Updated data from the ATAC trial

The new ATAC trial data gives me comfort and a sense of vindication that we waited a year before starting to make therapeutic recommendations. Last year, I publicly supported the ASCO technology assessment. Last year, I needed persuasion to use adjuvant anastrozole. It was a nice option if tamoxifen could not be tolerated or was contraindicated.

This year, however, with the updated efficacy and safety data, my position has changed. Now, my default therapy for estrogen receptor-positive postmenopausal women is anastrozole unless contraindicated. We have another year of follow-up in the ATAC trial, and I am impressed by the separation of the curves. The safety update is also comforting. The fracture rate isn’t racing away, the relative risks are stable and the other safety profile issues strongly continue to favor anastrozole.

Monitoring bone mineral density in women on anastrozole

Loss of bone mineral density with anastrozole can be monitored. We don’t withhold chemotherapy because we’re worried about white cell count — we give it, but we monitor the white cell count. Osteopenia is not a dramatic crisis like neutropenia. I would check bone mineral density at diagnosis, upon initiation of anastrozole and annually thereafter. I would intervene with a bisphosphonate if it started to fall. The one adverse effect favoring tamoxifen over anastrozole can be managed.

Chemotherapy in the ATAC trial

Chemotherapy use is an unfortunate confounding variable in the ATAC trial. Those women with the greatest lymph node involvement and worst prognosis received chemotherapy. Although there are wide confidence intervals, tamoxifen and anastrozole appear equivalent in this subgroup of patients.

We argue about the reasons for this among members of the steering committee. Aman Buzdar, for example, believes that this equivalence could have resulted from the heterogeneity in chemotherapy regimens used. I believe the most likely explanation is statistical noise, because there were so few events in this subgroup of 20 percent of the whole study population. The only other explanation I can come up with is that the endocrine therapy was given after the completion of chemotherapy, not synchronously. We now know that tamoxifen performs better if delayed until after the completion of chemotherapy. This is not a reason to withhold anastrozole in the subgroup of women receiving chemotherapy. Even in these women, anastrozole is equivalent to tamoxifen — equivalently good. Despite possible equivalence in efficacy, the tolerability and safety profile favors anastrozole.

One important issue is the reduction in gynecological symptoms with anastrozole. Aside from a decrease in endometrial cancer, there is a 50 percent reduction in the incidence of vaginal bleeding, a condition that is frightening and leads to overinvestigation and excess hysterectomies. This reason alone is an argument to use anastrozole.

Other aromatase inhibitors in the adjuvant setting

Bill Miller and Per Lonning warn us not to make assumptions about the efficacy and tolerability of the three aromatase inhibitors because there are very subtle differences between them. We cannot extrapolate from ATAC to exemestane because there may be differences in efficacy and tolerability between the steroidal and nonsteroidal agents. Exemestane is a permanent anti-aromatase with weak androgenic effects.

Letrozole and anastrozole are nonsteroidal aromatase inhibitors, but letrozole appears to produce a slightly greater reduction in aromatase. While one might predict this would cause greater efficacy, the tiny trickle of estrogen left by anastrozole may be important for tolerability. We cannot assume a class effect — we must do the trials.

Follow-up of patients enrolled in the ATAC trial

After a long debate, and at the recommendation of the data-monitoring and safety committee, we agreed to close the combination arm of ATAC. We are in the process of doing this, and although it sounds simple, it isn’t. We are obtaining ethical approval and going through the individual clinician investigators to unblind the patients on the combination arm. We are providing leaflets and information to help the clinicians and patients reach a decision about either stopping both drugs or continuing on one. We are not making recommendations about what should be done.

The combination arm results looked similar to tamoxifen last year, but they are beginning to look worse. There is a relative risk of 1.1 favoring tamoxifen over the combination, which is not statistically significant by any means, but it just might continue to diverge.

When the trial results became public last year, we were concerned that many patients would want to be unblinded. This would have diluted the study and resulted in a crossover. But, it has been a nonevent. We re-consented women on the monotherapy arms of the trial, and it hasn’t posed a problem. Only a handful of patients asked to be unblinded.

We are not unblinding the monotherapy arms of the trial, because most women in the tamoxifen arm have been on tamoxifen for four years. We cannot recommend switching to anastrozole, because we have no idea what might happen. The monotherapy arms will remain blinded after completion of therapy to avoid bias in follow-up.

Cultural differences in interpretation of chemoprevention data

There is a cultural clash with regard to chemoprevention. The IBIS-II trial doesn’t please the Americans at all, because it has a placebo arm. The study will be anastrozole against placebo, because in the United Kingdom and Australia, we do not believe tamoxifen is the standard of care. A substratum of IBIS-II will look at anastrozole versus tamoxifen in DCIS, mirroring what Richard Margolese is doing in the NSABP.

We thought that NSABP P-1 reported prematurely, and because there has been some crossover, we will learn nothing more from this trial. Jack Cusick, principal investigator of the IBIS trial, did a meta-analysis of the four tamoxifen prevention trials, which showed a significant prevention or delay of estrogen receptor-positive breast cancers, but significant adverse events from tamoxifen. The net effect on all-cause mortality is a relative risk of 1. We believe we have proof of principle of tamoxifen prevention, but cannot recommend tamoxifen, because thousands of women would be subject to the side effects of tamoxifen, including thromboembolic disease and death — to delay a few estrogen receptor-positive breast cancer events. The net health improvement is zero.

Even if the results of IBIS-II play out, I'm not sure whether anastrozole will be used for prevention. Years ago, when we embarked on the tamoxifen prevention trial, I calculated that two percent of postmenopausal women will develop breast cancer over a 10-year period. Amagic drug that prevented half of breast cancers would reduce this to one percent. We are exposing 99 out of 100 women to side effects to benefit of one woman. Unless the drug has other beneficial effects, you have a problem.

I predicted that chemoprevention in premenopausal women would have to be a contraceptive that also prevented cancer, which is not implausible. For postmenopausal woman, an ideal agent would prevent osteoporosis as well as breast cancer — thus, raloxifene is a good bet. The mistake with the STAR trial is the tamoxifen arm rather than placebo control.

Anastrozole in the prevention setting

Some might argue that the reduction of contralateral breast cancers in ATAC looks less promising with the updated data than with the original data — it has gone from about a 60 percent to about a 50 percent relative reduction in contralateral breast cancer in the estrogen receptor-positive group. We had the same experience early on with tamoxifen. The extremely dramatic difference seen at three years was reduced over the next few years. This suggests that these endocrine agents don’t prevent cancer, but rather delay the appearance of cancer. Perhaps anastrozole delays the appearances of breast cancer for longer than tamoxifen.

I am very confident that anastrozole will reduce the risk of estrogen receptorpositive breast cancers — the adjuvant setting will predict the preventive setting. The issue to me is the trade-off and harm/benefit equation.

Trials of ovarian suppression plus aromatase inhibitors in premenopausal women

Combining ovarian ablation with aromatase inhibitors in hormoneresponsive premenopausal women is a very attractive proposition. We must take our hats off to the Austrian collaborative group, which has emerged as a world leader over the last few years. Its study design is extremely elegant and rational. I will watch this beautiful study with great interest.

Breast conservation rates in the ATAC trial

Gershon Locker presented breast conservation rates in the ATAC trial at San Antonio. The dramatic finding is that breast conservation is much less common in the United States than in the United Kingdom and other countries. This study shows the beauty of this incredible international database, which allows us to explore cultural differences. It is fascinating that the two countries with the highest rates of breast conservation were France — which is not unexpected — and Brazil. Brazil is obsessed with the “body beautiful,” but in addition, most Brazilian radiotherapists trained in France, so we see an interesting cultural issue.

In fairness to the Americans, we should not overinterpret these data. The United Kingdom is a small country in which everyone lives within 100 miles of a radiotherapy center. In contrast, parts of the United States are thousands of miles from a radiotherapy center. Radiation therapy is six weeks of treatment. I can sympathize with surgeons and women for whom it is just impractical to have breast-conserving surgery.

Intraoperative radiation therapy

This technology, in theory, could allow us to give all radiotherapy at the time of surgery with a portable machine in a community hospital. We have a neatly packaged mobile electron generator, which delivers x-rays at the tip of the probe. You can remove the tumor, apply a spherical applicator to the tumor bed cavity, wrap the tumor bed around this applicator and deliver radiotherapy to the index quadrant. The whole process adds only half an hour to the operating time.

This technique gives the biological equivalent dose of 50 Grey to the tumor bed. The geometry is better than conventional radiotherapy. Traditional conformal radiotherapy conforms to an uncertain shape. With this method, we conform the cavity to the radiotherapy source, so I think we'll do better than with conventional external beam radiation.

We did a Phase II study in 40 patients, and although I distrust Phase II studies, it appears extremely safe with excellent cosmetic results. Only one woman developed ulcerated skin, which ultimately healed. In this series, over the maximum four or five years of follow-up, we have not had a single local recurrence.

Trial of intraoperative radiation therapy

We have opened an exciting trial, randomizing patients to conventional postoperative radiotherapy versus intraoperative radiotherapy. We have a descriptive study nested within a pragmatic trial design. The pragmatic aspect is that we take all comers, providing that the tumor size relative to breast size allows us to fit an appropriate size applicator. Beyond that, we are only excluding those with lobular invasive cancer or extensive intraductal cancer. We've also allowed a descriptive entry. In other words, you can predetermine to admit only small, well-differentiated, node-negative tumors in older women.

We’re hoping to enroll 2,000 patients in the study, so we need to spread our wings. There is enormous interest, and we have started randomization. We have groups in Australia, North America and Germany.

Mammography in women under age 50

The latest Canadian trial results published in Annals of Internal Medicine in September do not demonstrate an advantage in breast cancer mortality. In fact, there is an excess mortality from breast cancer in women under 50 for the first 10 years of the study. This excess mortality in the early years has been also been noticed in the overviews of the screening trials as well.

I had a patient with screening-detected DCIS. After a biopsy, the patient was advised to have surgery, however she chose not to have treatment. She saw me six to nine months later with a breast full of cancer. That is not the natural history of DCIS, but rather the natural history of perturbed, incompletely excised DCIS. The biological mechanism is perturbation of the tumor or its environment, which induces angiogenesis.

Most in situ cancers are latent cancers, and angiogenesis is the trigger from latency to invasion. Likewise, I believe most patients with invasive cancer have metastases in dynamic equilibrium, which progress and become life threatening when the system is perturbed and angiogenesis is induced. Women with latent breast cancer or occult metastases are living close to a chaos boundary, and we perturb the system at our peril.

Informed consent for mammography in women over 50

My argument against screening women over 50 is not that it has no effect, but that we are disingenuous in the way we invite women to be screened. I passionately believe that women should make an informed choice.

With systemic therapy, we bend over backwards to inform women of the absolute benefits. We agonize whether a two or three percent improvement in five-year survival is worth the “side effects,” and we counsel our patients this way. We tell women that screening will save their lives and reduce their risk of dying by 20 percent. In absolute terms, we have to screen 1,000 women for 10 years to save one life — one in a thousand. If we told women truthfully, “If I screen you for 10 years, you will have one in a thousand less chance of breast cancer death, but a significant risk of overdiagnosis, false alarms, health insurance issues, unnecessary biopsies and detection of duct carcinoma in situ, which never would have troubled you,” many women would refuse it.

In the United States, I think there is a profit motive, and in the United Kingdom, it's social engineering. I think it’s almost fascistic to decide what is good for women and coerce them to come forward for screening without telling them the whole truth.

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